The Series 6 exam contains many questions on FINRA rules. Consider the complicated rule on communications with the public, FINRA Rule 2210. Many retail communications between a representative and customers must be filed with FINRA, some before first use or publication, and others only after the fact. If you are taking the Series 6, make sure that you are not only familiar but entirely knowledgeable about FINRA rules.
P.S. Watch for Bob Eder's forthcoming book, Study for the Series 6 Exam.
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